Compliance Audits conducted by an experienced Auditor
for all Letting Agents serious about Risk Management.

Regular Compliance Audits
demonstrate your Agency's implementation of Quality Assurance Systems
and maintenance of ISO 9000 registration

Compliance Audits
are equally important for the single and multi branch Lettings Agent.
Professional bodies, insurance companies and the Inland Revenue all require 'compliance'.

Compliance Audits
can reveal problems to the trained specialist eye that may be easily missed in a busy day.

Compliance Audits
can identify incorrect practices or errors so that they can be addressed and eliminated.

Compliance Audits
ensure a consistently high standard of service is maintained throughout your Agency.

With experience as both an in-house Compliance Officer and an independent Compliance Auditor, I can conduct audits for your Agency at regular intervals as part of your Quality Control programme or as a one-off Risk Management Assessment exercise.

COMPLIANCE AUDITS
are individually designed to investigate compliance with both Statutory requirements
and your own Agency policies and procedures.
They are conducted in accordance with your specific requirements.

In general an Audit will include staff interviews and the examination of:
general branch practices and systems
randomly selected files and/or
files presented by staff

Detailed Reporting will be provided for:
the general branch practices and systems
the findings from each file examined
comments and recommendations

For a personal proposal and fee quotation, please contact me.

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